Important Instructions

February 25, 2021

The Annual Report form does not “auto-save”. If you need to save your current progress or are going to be inactive in the form for more than 20 minutes, please scroll to the bottom and press “Save for later” to prevent any loss of information.

Rule 905 states that it is the Designated Representative’s obligation to submit the Annual Report. The form can be completed by an employee other than the Designated Representative, however it must be submitted through the DR’s membership credentials.

While the Annual Report has moved online, the Accountant’s Report remains a paper/fillable form to be completed and submitted by a licensed CPA. Once you have completed and submitted the Annual Report form online, please print a copy to send to your accountant for their review along with the attached copy of the Accountant’s Report that is required to be completed.

After completion of the accountant’s work, the accountant will submit their completed report and the copy of your Annual Report directly to us as instructed in the Accountant’s Report.

If you have any questions, please contact: [email protected]