The original client identification and verification rules came into effect on July 1, 2009 with amended rules taking effect as of January 1, 2020.

• Additional Guidance – Monitoring Requirement
• Client Identification and Verification Flow Chart
• Client Identification and Verification Rules
• Frequently Asked Questions
• Summary of New Rules for Client Identification and Verification
• Video Conferencing Technology: Guidance and Professional Obligations
• Virtual Verification of Client Identity Using Authentication Technology
• Sample forms
  • Agreement with Agent
  • Verification of Individual’s Identity by an Agent
  • Identification of Organization
  • Identification of Individual